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    2019-06-28

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

MAR 5A.10.1DRP

1A firm that makes an application to the FCA for a waiver in accordance with article 9 of MiFIR (in relation to pre-trade transparency for non-equity instruments) must make it in the form set out in MAR 5A Annex 1D.

[Note: article 9 of MiFIR and MiFID RTS 2]