Search Result
SRB agreement seller
As Published: 2009
SRB agreement seller
78 (in accordance with article 63J(3)(a) of the Regulated Activities Order ) an individual or trustees, who sells all or part of the qualifying interest in land in the United Kingdom to an agreement p…
Takeover Code
As Published: 2001
Takeover Code
the City Code on Takeovers and Mergers issued by the Takeover Panel . 3…
list of sponsors
As Published: 2005
list of sponsors
(in LR ) the list of sponsors 94 maintained by the FCA 105 in accordance with section 88(3)(a) of the Act . 14…
base prospectus
As Published: 2005
base prospectus
(in Part 6 rules ) a base prospectus referred to in article 8 of the Prospectus Regulation 76 . 18…
climate-related reports
As Published: 2021
climate-related reports
261 any report produced under ESG 2 .
EU Prospectus Regulation
As Published: 2020
EU Prospectus Regulation
146 The EU version of Regulation (EU) No 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted…
PRA-regulated activity
As Published: 2013
PRA-regulated activity
225 a regulated activity specified in an order made under section 22A of the Act or specified pursuant to a power granted in such an order.
proprietary trader
As Published: 2009
proprietary trader
74 (in SYSC 27 (Senior managers and certification regime: 173 (Certification regime) and 193 COCON 193 ) a person (A) whose responsibilities include committing another person (B) as part of B's propri…
SUP 16 Annex 33B Guidance notes for data items in SUP 16 Annex 33AR [deleted]
As Published: 2012
SUP 16 Annex 33B Guidance notes for data items in SUP 16 Annex 33AR [deleted]
…
related party transaction
As Published: 2005
related party transaction
196 (1) (in LR ) as defined in LR 11.1.5R ; 196 (2) (in DTR ) as defined in DTR 7.3.3R .
pure reinsurer
As Published: 2001
pure reinsurer
5 an insurer whose insurance business is restricted to reinsurance.
annual bonus
As Published: 2004
annual bonus
21 (in relation to a with-profits insurance contract ) a discretionary addition to policy benefits under a with-profits insurance contract made by a long-term insurer as a result of the annual actuari…
financial information table
As Published: 2005
financial information table
(in LR ) financial information presented in tabular form that covers the reporting period set out in LR 13.5.13 R in relation to the entities set out in LR 13.5.14 R , and to the extent relevant LR 13…
pension feeder fund
As Published: 2016
pension feeder fund
149 an AUT or ACS that is a relevant pension scheme and is dedicated to units in a single regulated collective investment scheme .
DRS Regulations
As Published: 2017
DRS Regulations
112 the Data Reporting Services Regulations 2024 156 .
OFRE
As Published: 2001
OFRE
104 (in MIFIDPRU 5 ) the own funds requirement for the excess calculated in accordance with MIFIDPRU 5.7.3R(1) .
core liquid asset
As Published: 2001
core liquid asset
256 has the meaning in MIFIDPRU 6.3 (Core liquid assets).
common platform outsourcing rules
As Published: 2007
common platform outsourcing rules
52 SYSC 8.1.1 R to SYSC 8.1.12 G .