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retirement fund
As Published: 2001
retirement fund
the amount which will be available, at the date on which the investor retires, for the provision of benefits. 5…
general liability
As Published: 2001
general liability
(in relation to a class of contract of insurance ) the class of contract of insurance , specified in paragraph 13 of Part I of Schedule 1 to the Regulated Activities Order (Contracts of general insura…
payment initiation service provider
As Published: 2018
payment initiation service provider
159 (in accordance with regulation 2(1) of the Payment Services Regulations ) a payment service provider which provides payment initiation services .
transactions by acquirers operating in the United Kingdom
As Published: 2015
transactions by acquirers operating in the United Kingdom
69 all transactions acquired by: (a) UK -based acquirers (or an operator acting as such an acquirer ) 75 resulting in payments to merchants located in the United Kingdom ; (b) UK -based acquirers (or…
TPR DA levy
As Published: 2019
TPR DA levy
86 the levy payable to the FCA in respect of the provision of debt advice by the Devolved Authorities under FEES 7D .
VJ participant
As Published: 2001
VJ participant
a person subject to the Voluntary Jurisdiction by contract. 1…
scheme property
As Published: 2001
scheme property
(a) (in relation to an ICVC ) the property subject to the collective investment scheme constituted by it; (b) (in relation to an AUT or ACS 114 ) the capital property and the income property . 5…
IP completion day
As Published: 2020
IP completion day
174 has the meaning given in section 39 of the European Union (Withdrawal Agreement) Act 2020. [Note: “IP completion day” in section 39 of the European Union (Withdrawal Agreement) Act 2020 means 31 D…
mortgage lender
As Published: 2003
mortgage lender
11 12 a firm with permission (or which ought to have permission ) for entering into a regulated mortgage contract .
side pocket class
As Published: 2022
side pocket class
212 has the meaning given in COLL 7.8.5R(3) (Side pocket classes).
UK investment holding company
As Published: 2001
UK investment holding company
92 an investment holding company that is incorporated in the UK or that has its principal place of business in the UK .
indirect clearing firm
As Published: 2001
indirect clearing firm
180 a client or an indirect client of a clearing member where that client or indirect client provides indirect clearing arrangements .
contribution of input data
As Published: 2018
contribution of input data
225 the contribution of input data as defined in article 3.1(8) of the benchmarks regulation . [Note: contributing input data is not a regulated activity .]…
MCOB 2 Annex 1G Form of joint instruction letter
As Published: 2010
MCOB 2 Annex 1G Form of joint instruction letter
…
investment pathway
investment pathway
169 172 the process set out in COBS 19.10.14R to 19.10.21R that a retail client can use to select a pathway investment for investing the sums and assets in their capped drawdown pension fund or flexi-…