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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004.

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  1. Point in time
    2007-03-24

ICOB Sch 4 Powers exercised

ICOB Sch 4.1G

The following powers and related provisions in or under the Act have been exercised by the FSA to make the rules in ICOB:

section 138 (General rule-making power)

section 139(4) (Miscellaneous ancillary matters)

section 145 (Financial promotion rules)

section 149 (Evidential provisions)

section 156 (General supplementary powers)

regulation 2 of the Financial Services and Markets Act 2000 (Fourth Motor Insurance Directive) Regulations 2002 (SI 2002/2706).

The following powers in the Act have been exercised by the FSA to give the guidance in ICOB:

section 157(1) (Guidance).