FEES 3 Annex 1 Authorisation fees payable
Part 1 - Authorisation fees payable R
Application type (see Part 2) |
Amount payable |
(a) Credit unions - registration of common bond |
200 |
(b) Version 1 credit unions - authorisation |
300 |
(c) Version 2 credit unions - authorisation |
1,800 |
(d) Straightforward |
1,500 |
(e) Moderately complex |
5,000 |
(f) Complex |
25,000 |
Part 2 - Complexity Groupings Straightforward Cases R
Straightforward cases |
||
Activity grouping |
Description |
|
A.3 |
Friendly societies only |
|
A.4 |
Friendly societies only |
|
A.12 |
Advisory arrangers, dealers or brokers (holding or controlling client money and/or assets) |
|
A.13 |
Advisory only firms and advisory arrangers, dealers or brokers (not holding or controlling client money and/or assets) |
|
A.14 |
Corporate finance advisers |
|
A.181 |
Mortgage lenders, advisers and arrangers (excluding mortgage lenders)1 |
|
A.191 |
General insurance mediation1 |
|
Moderately Complex Cases R
Moderately complex cases |
|
Activity grouping |
Description |
A.1 |
E-money issuers only |
A.21 |
Mortgage lenders and administrators1 |
A.5 |
Managing agents at Lloyd's |
A.7 |
Fund managers |
A.9 |
Operators, trustees and depositaries of |
A.10 |
|
B. |
|
Complex Cases R
Complex cases |
|
Activity grouping |
Description |
A.1 |
Deposit acceptors (excluding e-money issuers and credit unions) |
A.3 |
Insurers - general (excluding friendly societies ) |
A.4 |
Insurers - life (excluding friendly societies) |
Part 4 - Authorisation Fees for Treaty Firms R
If the Treaty firm wishes to undertake the permitted activities in question through its branch in the United Kingdom, the fee is 50% of the fee that would be payable under FEES 3.2.7 R for an applicant for Part IV permission. |
If the Treaty firm wishes to undertake the permitted activities in question by providing services in the United Kingdom, the fee is 25% of the fee which would be payable under FEES 3.2.7 R for an applicant for Part IV permission. |
Part 5 - Activity Groupings R
The activity group definitions are set out in SUP 20 Annex 1 R |
Part 6 - Application for a certificate under article 54 of the Regulated Activities Order R
The amount payable in relation to each application is 2,000. |