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Senior Management Regime: Statement of Responsibilities at grandfathering
Chapter: SUP TP6 11.1
Effective Date: 1st July 2015
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SUP 16 Annex 33AR Remuneration Benchmarking Report
Chapter: SUP 16 Annex 33A
Effective Date: 30th June 2015
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Variation of Permission Application - Investment Business
Chapter: 6 Annex 5D
Effective Date: 15th April 2015
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Variation of Permission Application - Insurance Business, Banking (accepting deposits), Electronic Money, Lloyd's Market and Funeral Plan Providers
Chapter: 6 Annex 5D
Effective Date: 1st April 2015
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Variation of Permission (VOP) Application Consumer Credit Activities
Chapter: 6 Annex 5D
Effective Date: 1st April 2015
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Data Items relating to Consumer Credit activities
Chapter: SUP 16 Annex 38A
Effective Date: 2nd January 2015
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Products covered by the reporting requirement in SUP 16.11
Chapter: SUP 16 Annex 20
Effective Date: 1st January 2015
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Mortgage Lenders and Administrators Return ('MLAR')
Chapter: 16 Annex 19A
Effective Date: 1st January 2015
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18BG
Effective Date: 1st January 2015
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Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18B
Effective Date: 31st December 2014
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Annual questionnaire for authorised professional firms
Chapter: SUP 16 Annex 9
Effective Date: 1st October 2014
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Guidance notes for completion of annual questionnaire for authorised professional firms in SUP 16 Annex 9R
Chapter: SUP 16 Annex 9A
Effective Date: 1st October 2014
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Notes for completion of Data Items relating to Consumer Credit activities
Chapter: SUP 16 Annex 38B
Effective Date: 1st October 2014
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Application form for a direction under section 60(3) of the CCA
Chapter: SUP 8A Annex 1
Effective Date: 27th August 2014
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AIFMD notification of senior personnel amendments or removal form
Chapter: SUP 15 Annex 6B
Effective Date: 27th August 2014
381 - 400 of 481 items.