-
Short Form A – Solvency II firms only - Application to perform controlled functions
Chapter: 10A Annex 4
Effective Date: 7th March 2017
-
Short Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2
Effective Date: 7th March 2017
-
Long Form A – EEA Relevant Authorised Persons only
Chapter: 10C Annex 2
Effective Date: 7th March 2017
-
Form E Internal transfer of an approved person (for large non-directive insurers only)
Chapter: 10A Annex 8
Effective Date: 7th March 2017
-
Form E Internal transfer of an approved person (for firms and individuals subject to the senior management regime)
Chapter: 10C Annex 3
Effective Date: 7th March 2017
-
Form E Internal transfer of an approved person (for Solvency II firms only)
Chapter: 10A Annex 8
Effective Date: 7th March 2017
-
Long Form A – UK Relevant Authorised Persons and Third Country Relevant Authorised Persons only
Chapter: 10C Annex 2D
Effective Date: 7th March 2017
-
Short Form A – EEA Relevant Authorised Persons Only
Chapter: 10C Annex 2D
Effective Date: 7th March 2017
-
Short Form A – Large non-directive insurers only - Application to perform controlled functions
Chapter: 10A Annex 4D
Effective Date: 7th March 2017
-
Long Form A – Large non-directive insurers only - Application to perform controlled functions
Chapter: 10A Annex 4
Effective Date: 7th March 2017
-
Long Form A – Solvency II firms only (March 2017)
Chapter: 10A Annex 4
Effective Date: 7th March 2017
-
Long Form A – Solvency II firms only - Application to perform controlled functions
Chapter: 10A Annex 4
Effective Date: 7th March 2017
-
Long Form A – UK and Overseas Firms (not Incoming EEA) for MiFID authorisation applications
Chapter: 10A Annex 4
Effective Date: 30th January 2017
-
Reports from depositaries of authorised funds
Chapter: 16 Annex 12AR
Effective Date: 1st January 2017
-
Notes for Completion of the Retail Mediation Activities Return ('RMAR')
Chapter: 16 Annex 18BG
Effective Date: 31st December 2016
1 - 20 of 276 items.