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Passporting: Capital Requirements Directive
Chapter: SUP 13 Annex 4
Effective Date: 4th October 2010
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Notes on Completing FSA056 (Authorised Payment Institution Capital Adequacy Return - SUP 16 Annex 27 AD)
Chapter: SUP 16 Annex 27B
Effective Date: 23rd July 2010
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Authorised Payment Institution Capital Adequacy Return
Chapter: SUP 16 Annex 27A
Effective Date: 23rd July 2010
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Products covered by the reporting requirement in SUP 16.11
Chapter: SUP 16 Annex 20
Effective Date: 30th June 2010
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Guidance notes for data items in SUP 16 Annex 24R
Chapter: 16 Annex 25G
Effective Date: 1st December 2009
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Guidance notes for data items in SUP 16 Annex 24R
Chapter: 16 Annex 25G
Effective Date: 1st December 2009
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Guidance notes for data items in SUP 16 Annex 24R
Chapter: 16 Annex 25G
Effective Date: 1st December 2009
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Consolidated supervision return for investment firms
Chapter: SUP 16 Annex 22
Effective Date: 1st April 2009
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Annual questionnaire for authorised professional firms
Chapter: SUP 16 Annex 9
Effective Date: 6th July 2007
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Cancellation of Part IV Permission
Chapter: Handbook Forms, Module: SUP
Effective Date: 1st July 2007
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Guidance notes on completion of securities and futures firms' reporting forms
Chapter: SUP 16 Annex 11
Effective Date: 1st May 2007
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UCITS management companies reporting forms and requirements applying to their completion
Chapter: SUP 16 Annex 16
Effective Date: 6th April 2007
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Investment Management firms' reporting forms and requirements applying to their completion
Chapter: SUP 16 Annex 5
Effective Date: 6th April 2007
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Consolidated supervision return for investment firms (Notes)
Chapter: SUP 16 Annex 23
Effective Date: 6th April 2007
41 - 60 of 84 items.