Handbook Forms and Templates
Status: The UK has left the EU and the transition period has ended. Where any of our forms still contain EU references, please see our guide on completing our forms after the UK’s withdrawal from the EU. You can find our guide here
https://www.fca.org.uk/publication/corporate/guide-to-completing-our-forms-after-brexit.pdf
1 - 20 of 61 items.
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Guidance notes for data items in SUP 16 Annex 24R
Chapter: SUP 16 Annex 25
Effective Date: 6th April 2011
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Mortgage Lenders & Administrators Return ('MLAR')
Chapter: SUP 16 Annex 19A
Effective Date: 6th October 2010
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Notes for completion of the Mortgage Lenders & Administrators Return ('MLAR')
Chapter: SUP 16 Annex 19B
Effective Date: 6th October 2010
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Passporting: Notification of intention to establish a branch in another EEA state
Chapter: SUP 13 Annex 1
Effective Date: 4th October 2010
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Passporting: Markets in Financial Instruments Directive
Chapter: SUP 13 Annex 2
Effective Date: 4th October 2010
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Form C: Notice of ceasing to perform controlled functions
Chapter: SUP 10 Annex 6
Effective Date: 4th October 2010
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Form D: Notification of changes in personal information or application details
Chapter: SUP 10 Annex 7
Effective Date: 4th October 2010
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Passporting: Consolidated Life Directive and Third Non-Life Directive
Chapter: SUP 13 Annex 3
Effective Date: 4th October 2010
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Passporting: Capital Requirements Directive
Chapter: SUP 13 Annex 4
Effective Date: 4th October 2010
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Notes on Completing FSA056 (Authorised Payment Institution Capital Adequacy Return - SUP 16 Annex 27 AD)
Chapter: SUP 16 Annex 27B
Effective Date: 23rd July 2010
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Authorised Payment Institution Capital Adequacy Return
Chapter: SUP 16 Annex 27A
Effective Date: 23rd July 2010
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Products covered by the reporting requirement in SUP 16.11
Chapter: SUP 16 Annex 20
Effective Date: 30th June 2010