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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

ANNEX I TABLE 1 List of fields for notification purpose (Article 2) TABLE 2 List of fields for public disclosure purpose (Article 3)

TABLE 1 List of fields for notification purpose (Article 2)

Field identifier

Description

For natural persons: the first name and the last name

For legal persons: full name including legal form as provided for in the register where it is incorporated, if applicable

Bank Identifier Code, if available

Full address (e.g. street, street number, postal code, city, state/province) and country

Telephone number, fax number (if available), e-mail address

For natural persons: the first name and the last name

For legal persons: full name including legal form as provided for in the register where it is incorporated, if applicable

Full address (e.g. street, street number, postal code, city, state/province) and country, when different from the position holder

Telephone number, fax number (if available), e-mail address, when different from the position holder

Date on which the notification is submitted in accordance with ISO standard 8601:2004 (yyyy-mm-dd)

For shares: full name of the company that has shares admitted to trading on a trading venue

For sovereign debt: full name of the issuer

For uncovered sovereign credit default swaps: full name of the underlying sovereign issuer

For shares only: ISIN of the main class of ordinary shares of the issuer. If there are no ordinary shares admitted to trading, the ISIN of the class of preference shares (or of the main class of preference shares admitted to trading if there are several classes of such shares)

Two letter code for the sovereign issuer country in accordance with ISO standard 3166-1

Date on which the position was created, changed or ceased to be held. Format in accordance with ISO standard 8601:2004 (yyyy-mm-dd)

For shares only: percentage (rounded to 2 decimal places) of the issued share capital, expressed in absolute terms, with no "+" or "–" signs

For shares: total number of equivalent shares

For sovereign debt: equivalent nominal amount in euro

For uncovered sovereign credit default swaps: equivalent nominal amount in euro

Figures expressed in absolute terms, with no "+" or "–" signs and the currency expressed in accordance with ISO standard 4217

Date on which the last position reported by the position holder in relation to the same issuer was notified. Format in accordance with ISO standard 8601:2004 (yyyy-mm-dd)

Date on which a cancellation form is submitted to cancel an erroneous notification previously submitted. Format in accordance with ISO standard 8601:2004 (yyyy-mm-dd)

Free text — optional

TABLE 2 List of fields for public disclosure purpose (Article 3)

Field identifier

Description

For natural persons: the first name and the last name

For legal persons: full name including legal form as provided for in the register where it is incorporated, if applicable

Full name of the company that has shares admitted to trading on a trading venue

ISIN of the main class of ordinary shares of the issuer. If there are no ordinary shares admitted to trading, the ISIN of the class of preference shares (or of the main class of preference shares admitted to trading if there are several classes of such shares)

Percentage (rounded to 2 decimal places) of the issued share capital

Date on which position was created, changed or ceased to be held in accordance with ISO standard 8601:2004 (yyyy-mm-dd)