FCA Handbook - ANNEX I Formats for an application for registration as a securitisation repository

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EU Legislation

ANNEX I Formats for an application for registration as a securitisation repository

01/01/2021EU

Table 2 Document referencesFor all information required in Commission Delegated Regulation (EU) 2020/1230 with the exception of points (a) to (c), (e), (f), (h) and (i) of Article 2(2) and Article 7(2) thereof.

Provision of Commission Delegated Regulation (EU) 2020/1230 containing the information requirement to which the document relates

Unique reference number of document

Title of the document

Chapter or section or page of the document where the information is provided or reason why the information is not provided

Table 1 General information

GENERAL INFORMATION
Date of application
Corporate name of securitisation repository
Place of incorporation and scope of business activity
Legal entity identifier (LEI) registered with the Global Legal Entity Identifier Foundation
Legal address of the securitisation repository
Legal address of any subsidiaries of the securitisation repository
Legal address of any branches of the securitisation repository
Uniform resource locator (URL) of the securitisation repository's website
The securitisation types, risk transfer methods and underlying exposure types for which the applicant repository is applying to be registered
If the applicant is authorised or registered in the United Kingdom, the reference number related to the authorisation or registration
Name of the person(s) responsible for the application
Contact details of the person(s) responsible for the application
Name of person(s) responsible for the securitisation repository compliance (or any other staff involved in compliance assessments for the securitisation repository)
Contact details of the person(s) responsible for the securitisation repository compliance, or any other staff involved in compliance assessments for the securitisation repository, in relation to its provision of core securitisation services
Name of any parent undertaking
LEI registered with the Global Legal Entity Identifier Foundation of any parent undertaking
Legal address of any parent undertaking
Name of the responsible supervisory authority for any parent undertaking
Reference number of the responsible supervisory authority for any parent undertaking
Name of any ultimate parent undertaking
LEI registered with the Global Legal Entity Identifier Foundation of any ultimate parent undertaking
Legal address of any ultimate parent undertaking
Name of the responsible supervisory authority for any ultimate parent undertaking
Reference number of the responsible supervisory authority for any ultimate parent undertaking