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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

Article 1 Templates for STS notification

  1. (1)

    The information referred to in Article 1(1)(a) and Article 1(2)(a) of Commission Delegated Regulation (EU) 2020/1226

    (1) Commission Delegated Regulation (EU) 2020/1226 of 12 November 2019 supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council and laying down regulatory technical standards specifying the information to be provided in accordance with the STS notification requirements (See page 285 of this Official Journal).

    shall be provided by means of the template set out in Annex I to this Regulation.

  2. (2)

    The information referred to in Article 1(1)(b) and Article 1(2)(b) of Delegated Regulation (EU) 2020/1226 shall be provided by means of the template set out in Annex II to this Regulation.

  3. (3)

    The information referred to in Article 1(1)(c) and Article 1(2)(c) of Delegated Regulation (EU) 2020/1226 shall be provided by means of the template set out in Annex III to this Regulation.

  4. (4)

    Where the information to be provided pursuant to this Article is not available or required due to the application of the transitional provisions laid down in Article 43 of Regulation (EU) 2017/2402, the notification shall state "Not applicable due to the application of transitional provisions" in the relevant field or fields of the Annexes to this Regulation.

  5. (5)

    The information referred to in this Article shall be submitted in an electronic and machine-readable form.

  6. (6)

    The "Additional information" referred to in Article 2 of Delegated Regulation (EU) 2020/1226 shall be included in the field "Box to complete" of Annexes I to III to this Regulation.