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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

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Article 29 Information requirements for a registered trade repository seeking to provide core securitisation services

  1. (1)

    An application under Article 10(5)(b) of Regulation (EU) 2017/2402 for an extension of registration for the purposes of Article 7 of that Regulation shall contain the information and documentation required by the following provisions of this Regulation:

    1. (a)

      Article 2, except point (d) of paragraph 2;

    2. (b)

      Article 3;

    3. (c)

      Article 5, except point (d) of paragraph 2;

    4. (d)

      Article 6;

    5. (e)

      Article 9;

    6. (f)

      Article 10(b);

    7. (g)

      Article 12;

    8. (h)

      Article 13(2);

    9. (i)

      Articles 14, 15 and 16;

    10. (j)

      Article 17(b) and Article 17(e);

    11. (k)

      Articles 18 to 24;

    12. (l)

      Article 25(2);

    13. (m)

      Articles 26, 27 and 28.

  2. (2)

    Information and documentation required by any provisions of this Regulation that are not covered by paragraph 1 shall be included in an application only insofar as there is a difference in the content of that particular information or documentation as at the time when the application is made, compared with the content as last provided to the FCA most recently prior to that time under Chapter 1 of Title VI of Regulation (EU) No 648/2012 or Chapter III of Regulation (EU) 2015/2365, as applicable.

  3. (3)

    For the purposes of this Article, references in paragraphs 3 and 4 of Article 2 and in Articles 3 to 28 to an application for registration shall be taken to include reference to an application for an extension of registration.