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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Article 1 Information to be included in the STS notification

  1. (1)

    The information to be included in the STS notification pursuant to Article 27 of Regulation (EU) 2017/2402 shall be the following:

    1. (a)

      where the securitisation is a non-ABCP securitisation, the information specified in Annex I to this Regulation;

    2. (b)

      where the securitisation is an ABCP securitisation, the information specified in Annex II to this Regulation;

    3. (c)

      for an ABCP programme, the information specified in Annex III to this Regulation.

  2. (2)

    For securitisations where no prospectus must be drawn up pursuant to Regulation (EU) 2017/1129, the information to be included in the STS notification pursuant to paragraph 1 shall be accompanied by the following:

    1. (a)

      where the securitisation is a non-ABCP securitisation, the information specified in fields STSS9 and STSS10 of Annex I to this Regulation;

    2. (b)

      where the securitisation is an ABCP securitisation, the information specified in fields STSAT9 and STSAT10 of Annex II to this Regulation;

    3. (c)

      for an ABCP programme, the information specified in field STSAP9 of Annex III to this Regulation.

    For the purposes of the fourth subparagraph of Article 27(1) of Regulation (EU) 2017/2402, the publication of the STS notification for those securitisations shall be limited to the information referred to in this paragraph.