FCA Handbook - ANNEX I Format for an application for registration or extension of registration as a trade repository

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EU Legislation

ANNEX I Format for an application for registration or extension of registration as a trade repository

01/01/2021EU

FORMAT FOR AN APPLICATION FOR REGISTRATION OR EXTENSION OF REGISTRATION AS A TRADE REPOSITORY
GENERAL INFORMATION
Date of application
Corporate name of the trade repository
Legal address of the trade repository
The types of securities financing transactions for which the trade repository is applying to be registered
Name of the person responsible for the application
Contact details of the person responsible for the application
Name of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository
Contact details of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository
Identification of any parent company or any subsidiaries

DOCUMENT REFERENCES
Article of (EU) 2019/359	Unique reference number of the document	Title of the document	Chapter/section/page of the document where the information is provided or reason why the information is not provided