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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

ANNEX I Format for an application for registration or extension of registration as a trade repository

FORMAT FOR AN APPLICATION FOR REGISTRATION OR EXTENSION OF REGISTRATION AS A TRADE REPOSITORY

GENERAL INFORMATION

Date of application

Corporate name of the trade repository

Legal address of the trade repository

The types of securities financing transactions for which the trade repository is applying to be registered

Name of the person responsible for the application

Contact details of the person responsible for the application

Name of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository

Contact details of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository

Identification of any parent company or any subsidiaries

DOCUMENT REFERENCES

Article of (EU) 2019/359

Unique reference number of the document

Title of the document

Chapter/section/page of the document where the information is provided or reason why the information is not provided