- (1)
An application for registration as a trade repository shall contain an up-to-date inventory, at the time of the application, of existing material conflicts of interest in relation to any ancillary or other related services provided by the applicant and a description of how these are being managed.
- (2)
Where an applicant is part of a group, the inventory shall include any material conflicts of interest arising from other undertakings within the group and how these conflicts are being managed.
You are viewing Article 15 Inventory and mitigation of conflicts of interest as of Article 15 Inventory and mitigation of conflicts of interest was last updated on 01/01/2021.
