ANNEX VI CLOSED END FUNDS

  • — An entry which is marked with "*" refers to mandatory information or corresponding information where the issuer does not use International Financial Reporting Standards (IFRS). The issuer can use a different title to present substantially the same information as set out in the table, where this alternative title is used in its financial statements.
  • — An entry which is marked with "#" denotes that if this information appears elsewhere in the prospectus, it is mandatory.
  • — An entry which is marked with "~" in relation to closed end funds refers to investments at fair value through profit or loss at the same date as the date of the net asset value (NAV).

Table 1 Additional information relevant to closed end funds

Share Class

Total NAV

No. of shares/units

~NAV/share or Market price/share/unit

#Historical performance of the fund

A

XXX

XX

X

Overall Total

Overall Total

Table 2 Income statement for closed end funds

Year

Year -1

Year -2

Interim

Comparative interim from same period in prior year

*Total net Income/Net investment Income or total income before operating expenses

*Net Profit/(Loss)

*Performance fee (accrued/paid)

*Investment management fee (accrued/paid)

*Any other material fees (accrued/paid) to service providers

#Earnings per share

Table 3 Balance sheet for closed end funds

Year

Year -1

Year -2

Interim

*Total Net Assets

#Leverage ratio