Where a term is defined in article 4 of Directive 2014/65/EU, the same definition applies for this Regulation except where it is defined in article 2 Regulation 600/2014/EU, as amended by Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018, in which case that definition applies.
Article 2(1)(62) and (63) of Regulation 600/2014/EU applies for the purposes of this Regulation.
References to ‘tick size bands’ are to those in Commission Delegated Regulation 2017/588, as amended at IP completion day.
‘MiFID investment firm’ and ‘UK RIE’ are defined in accordance with the Glossary to the Handbook of Rules and Guidance published by the Financial Conduct Authority, immediately after IP completion day.
Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.
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