Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

Article 7 General requirements

  1. (1)

    The information to be provided to the competent authority, as set out in Articles 1 and 6, shall refer to both the head office of the firm and its branches and tied agents.

  2. (2)

    The information to be provided to the competent authority, as set out in Articles 2 to 5, shall refer to the head office of the firm.