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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

ANNEX III Template for recording the communication given in accordance with the first subparagraph of Article 11(6) of Regulation (EU) No 596/2014 to inform the person having received the market sounding that the information disclosed has ceased to be inside information

Item

Text field

Full names of the disclosing market participant and of the person within the disclosing market participant providing the information and the contact details used for the communication.

Full name of the person receiving the communication and the contact details used for the communication.

Date and time(s) of the communication specifying the time zone.

Information to identify the transaction that was subject to the market sounding.

It may include information about the type of transaction, e.g. IPO, secondary offer, merger, block trade, private placement, share capital increase.

Information about the date and time when the inside information was disclosed as part of the market sounding.

Statement to inform the market sounding recipient of the fact that the information disclosed has ceased to be inside information.

The date when the information disclosed as part of the market sounding ceased to be inside information.