Home Technical Standards 2016 | Commission Implementing Regulation (EU) 2016/959 Article 3 Format for the record keeping of the data regarding potential investors
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Article 3 Format for the record keeping of the data regarding potential investors

Article 3 Format for the record keeping of the data regarding potential investors

01/01/2021EU
  1. (1)

    Disclosing market participants shall keep records of the information referred to in Article 4(1) of Delegated Regulation (EU) 2016/960 in the form of separate lists for each market sounding.

  2. (2)

    Disclosing market participants shall keep records of the information referred to in Article 4(2) of Delegated Regulation (EU) 2016/960 in the form of a single list.