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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

ANNEX I TEMPLATE 1 Insider list: section related to [Name of the deal-specific or event-based inside information] TEMPLATE 2 Permanent insiders section of the insider list

TEMPLATE 1 Insider list: section related to [Name of the deal-specific or event-based inside information]

Date and time (of creation of this section of the insider list, i.e. when this inside information was identified): [ yyyy-mm-dd; hh:mm UTC (Coordinated Universal Time) ]

Date and time (last update): [ yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time) ]

Date of transmission to the Financial Conduct Authority: [ yyyy-mm-dd ]

First name(s) of the insider

Surname(s) of the insider

Birth surname(s) of the insider (if different)

Professional telephone number(s) (work direct telephone line and work mobile numbers)

Company name and address

Function and reason for being insider

Obtained (the date and time at which a person obtained access to inside information)

Ceased (the date and time at which a person ceased to have access to inside information)

Date of birth

National Identification Number (if applicable)

Personal telephone numbers (home and personal mobile telephone numbers)

Personal full home address: street name; street number; city; post/zip code; country)

[Text]

[Text]

[Text]

[Numbers (no space)]

[Address of issuer/emission allowance market participant or third party of insider]

[Text describing role, function and reason for being on this list]

[yyyy-mm-dd, hh:mm UTC]

[yyyy-mm-dd, hh:mm UTC]

[yyyy-mm-dd]

[Number and/or text]

[Numbers (no space)]

[Text: detailed personal address of the insider

  • Street name and street number
  • City
  • Post/zip code
  • Country]

TEMPLATE 2 Permanent insiders section of the insider list

Date and time (of creation of the permanent insiders section) [ yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time) ]

Date and time (last update): [ yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time) ]

Date of transmission to the Financial Conduct Authority: [ yyyy-mm-dd ]

First name(s) of the insider

Surname(s) of the insider

Birth surname(s) of the insider (if different)

Professional telephone number(s) (work direct telephone line and work mobile numbers)

Company name and address

Function and reason for being insider

Included

(the date and time at which a person was included in the permanent insider section)

Date of birth

National Identification Number (if applicable)

Personal telephone numbers (home and personal mobile telephone numbers)

Personal full home address

(street name; street number; city; post/zip code; country)

[Text]

[Text]

[Text]

[Numbers (no space)]

[Address of issuer/emission allowance market participant or third party of insider]

[Text describing role, function and reason for being on this list]

[yyyy-mm-dd, hh:mm UTC]

[yyyy-mm-dd]

[Number and/or text]

[Numbers (no space)]

[Text: detailed personal address of the insider

  • Street name and number
  • City
  • Post/zip code
  • Country]