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ANNEX II Information to be provided in an application for registration under Article 34 of Regulation (EU) 2016/1011

  1. "A" means "Applicable"

  2. "N/A" means "Not applicable"

Item in Annex I

Supervised entities providing only non-critical benchmarks

Entities providing only non-significant benchmarks

(1) General information

1(a)

Full name

A

A

1(b)

Address

A

A

1(c)

Legal status

A

A

1(d)

Website

A

A

1(e)

Contact person

A

A

1(f)

Current authorisation status

A

A to supervised entities

N/A to non-supervised entities

1(g)

Operations conducted

A

A

1(h)

Constitutional documents

A

A

1(i)

Group structure

A

A

1(j)

Self-declaration of good repute

A

A

1(k)

Number of benchmarks

A

A

(2) Organisational structure and governance

2(a)

Internal organisational structure

A

A

2(b)

Employees

A

A

2(c)

Human resources

A

N/A

(3) Conflicts of interest

3(a)

Policies and procedures

A

A in the form of a summary

3(b)

Material conflicts of interest

A

N/A

3(c)

Remuneration structure

A

A

(4) Internal control structure, oversight and accountability framework

4(a)

Policies and procedures for monitoring the activities of the provision of a benchmark

A

A in the form of a summary

4(b)

Internal arrangements for determining and publishing a benchmark

A

A in the form of a summary

4(c)

Internal reporting of infringements

A

A in the form of a summary

(5) Description of benchmarks provided

5(a)

Description

A

A in the form of a summary

5(b)

Underlying market

A

A in the form of a summary

5(c)

Contributors

A

A in the form of a summary

5(d)

Corrections

A

A in the form of a summary

5(e)

Changes to and cessation

A

A in the form of a summary

(6) Input data and methodology

6(a)(i)

Description of input data used

A

A in the form of a summary

6(a)(ii)

Input data — sufficient, appropriate and verifiable

A

A in the form of a summary

6(a)(iii)

Contributors

A

A in the form of a summary

6(a)(iv)

Evaluation of contributor's input data and validation of input data

A

N/A

6(b)(i)

Description of the methodology

A

A in the form of a summary

6(b)(ii)(1)

Validation/Review

A

A in the form of a summary

6(b)(ii)(2)

Material change

A

N/A

(7) Outsourcing

7(a)

Contracts

A

N/A

7(b)

Outsourced functions

A

A in the form of a summary

7(c)

Control

A

A in the form of a summary

(8) Others

8(a)

Additional information

A

A

8(b)

Form

A

A