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Article 19 (Article 11(14)(d) of Regulation (EU) No 648/2012)Details of the intragroup transaction notification to ESMA

  1. (1)

    The notification by a competent authority of the details of the intragroup transaction shall be submitted to ESMA in writing:

    1. (a)

      within one month of the receipt of the notification with respect to a notification under Article 11(7) or (9) of Regulation (EU) No 648/2012;

    2. (b)

      within one month from the decision being submitted to the counterparty with respect to a decision of the competent authority under Article 11(6), (8) or (10) of Regulation (EU) No 648/2012.

  2. (2)

    The notification to ESMA shall include:

    1. (a)

      the information listed in Article 18;

    2. (b)

      whether there is a positive or a negative decision;

    3. (c)

      in the case of a positive decision:

      1. (i)

        a summary of the reason for considering that the conditions set in Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable are fulfilled;

      2. (ii)

        whether the exemption is a full exemption or a partial exemption with respect to of a notification related to Article 11(6), (8) or (10) of Regulation (EU) No 648/2012;

    4. (d)

      in the case of a negative decision:

      1. (i)

        the identification of the conditions of Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable that are not fulfilled;

      2. (ii)

        a summary of the reason for considering that such conditions are not fulfilled.