Content Options

Content Options

View Options

Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Article 4 Reference and remittance dates

  1. (1)

    An institution shall submit to its competent authority the information referred to in Article 1 on the following reporting reference dates:

    1. (a)

      the information referred to in Article 2 shall be submitted as it stands on 31 December of each year;

    2. (b)

      the information referred to in Article 3 shall be submitted as it stands on the reporting reference dates specified in the instructions laid down in Annexes V and VI.

  2. (2)

    An institution shall submit to its competent authority the information referred to in Articles 2 and 3 by 11 April of each year. The remittance date of the initial market valuation of market risk data specified in template C 106 of Annex VII is set out in Annex V.

  3. (3)

    Where the date referred to in paragraph 2 is not a working day in the United Kingdom, the information shall be submitted on the following working day.

  4. (4)

    An institution shall submit to its competent authority any corrections to the submitted information without undue delay.