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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

ANNEX Template For The Identification Of Global Systemically Important Institutions (G-SIIs)

General Bank Data

Section 1: General Information

a. General information provided by the relevant supervisory authority:

(1) Country code

(2) Bank name

(3) Reporting date (yyyy-mm-dd)

(4) Reporting currency

b. General Information provided by the reporting institution:

(1) Reporting unit

(2) Accounting Standard

(3) Date of public disclosure (yyyy-mm-dd)

(4) Language of public disclosure

(5) Web address of public disclosure

Size Indicator

Section 2: Total Exposures

Amount

Interconnectedness Indicators

Section 3: Intra-Financial System Assets

Amount

Section 4: Intra-Financial System Liabilities

Amount

Section 5: Securities Outstanding

Amount

Substitutability/Financial Institution Infrastructure Indicators

Section 6: Payments made in the reporting year (excluding intragroup payments)

Amount

Section 7: Assets Under Custody

Amount

Section 8: Underwritten Transactions in Debt and Equity Markets

Amount

Complexity Indicators

Section 9: Notional Amount of Over-the-Counter (OTC) Derivatives

Amount

Section 10: Trading and Available-for-Sale Securities

Amount

Section 11: Level 3 Assets

Amount

Cross-Jurisdictional Activity Indicators

Section 12: Cross-Jurisdictional Claims

Amount

Section 13: Cross-Jurisdictional Liabilities

Amount

Ancillary data

Section 14: Ancillary Indicators

Amount

Section 15: Ancillary items

Amount