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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Status: In this content, we have included all amendments made by EU exit-related instruments up to end September 2020. There will be more amendments to be made later this year, further to the September QCP.

ANNEX III INFORMATION TO BE PRESENTED WITH REGARD TO THE OWNERSHIP STRUCTURE (Article 8)

  1. (1)

    Identification of the credit rating agency owners referred to in Article 8(1) with the following level of detail:

    Owner

    Percentage of capital

    Nature of the holding: direct or indirect

    Percentage of voting rights

  2. (2)

    Description of the business activities of the credit rating agency owners referred to in Article 8(1):

    Owner

    Business activities

  3. (3)

    Identification of the business activities of the companies in which the owners referred to in Article 8(1) have an interest according to Article 8(2):

    Owner

    Companies in which the owner has an interest according to Article 8(2)

    Business activities

  4. (4)

    Identification of the owners of the parent undertaking referred to in Article 8(3):

    Owner

    Percentage of capital

    Nature of the holding: direct or indirect

    Percentage of voting rights

    Nature of the holding: direct or indirect