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Status: Please note you should read all Brexit changes to the FCA Handbook and BTS alongside the main FCA transitional directions. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. To see a full list of Handbook modules affected, please see Annex B to the main FCA transitional directions.

You are viewing the version of the document as on 2021-01-01.

Article 45 General requirements for notifications

  1. (1)

    Notifications submitted under articles 182 and 183 of the Bank Recovery and Resolution (No.2) Order 2014 and rules 8.2 and 8.3 of the Notifications Part of the PRA Rulebook and rule IFPRU 11.7 of the Recovery and Resolution Part of the FCA Handbook shall be in writing and transmitted by adequate and safe electronic means.

  2. (2)

    The relevant authorities shall specify the contact details for submitting a notification and make these publicly available.

  3. (3)

    Before sending a notification, the sender may make contacts orally with the relevant authorities to inform them that a notification is being submitted.

  4. (4)

    For the purpose of notifications referred to in Article 45(1) competent authorities and resolution authorities shall use the language in common use for cooperation with each other.

  5. (5)

    The relevant authorities shall acknowledge receipt of the notification to the sender specifying the date and time of receipt as recorded by the recipient and the contact details of the staff handling the notification.