Search Result
1 - 20 of 207 items.
Non-legal changes document 2013
As Published: 2013
…reference to the concepts of control and economic interconnection. These guidelines can be found at: http://www.c-ebs.org/Publications/Standards-Guidelines/CEBS-Guidelines-on-the-revised-large-exposures-re…Non-legal changes 2016
As Published: 2016
…ts only of one or more forms. Forms are to be found through the following address: Supervision forms https://www.handbook.fca.org.uk/form Hyperlinks added 01.03.16 FEES 5 Annex 2 Amended in accordance with…Non-legal changes document 2018
As Published: 2018
…egulation covering: - various topics relating to automated trading and direct electronic access. See http://www.esma.europa.eu/content/Final-report-Guidelines-systems-and-controls-automated-trading- enviro…Non-legal changes document 2013
As Published: 2013
…irements on the disclosure of remuneration: Feedback on CP10/27 and final rules' and is available at http://www.fsa.gov.uk/Pages/Library/Policy/Policy/index.shtml. This was published as finalised guidance …Non-legal changes document 2014
As Published: 2014
…ation Form approved by the FCA for notifications under TC 2.1.31 R may be found at the FCA's website http://www.fca.org.uk/firms/about-authorisation/apply http://www.fca.org.uk/firms/being-regulated/approv…FC2_FCA_20160307.pdf
As Published: 2017
…1 of this Guide. The FSA’s findings 2.5 You can read the findings of the FSA’s thematic review here: http://www.fsa.gov.uk/pubs/other/fraud_risk.pdf …FC2_FCA_20160307.pdf
As Published: 2016
…1 of this Guide. The FSA’s findings 2.5 You can read the findings of the FSA’s thematic review here: http://www.fsa.gov.uk/pubs/other/fraud_risk.pdf …Benchmarking-of-Internal-Approachesv1_Full_20140101.pdf
As Published: 2014
… rules SS9/13 Securitisation SS10/13 Standardised approach SS11/13 Internal ratings based approaches http://www.legislation.gov.uk/ http://eur-lex.europa.eu/en/index.htm http://www.bankofengland.co.uk/pra/…Benchmarking-of-Internal-Approachesv1_PRA_20140101.pdf
As Published: 2014
… rules SS9/13 Securitisation SS10/13 Standardised approach SS11/13 Internal ratings based approaches http://www.legislation.gov.uk/ http://eur-lex.europa.eu/en/index.htm http://www.bankofengland.co.uk/pra/…FC2_Full_20130401.pdf
As Published: 2013
…1 of this Guide. The FSA’s findings 2.5 You can read the findings of the FSA’s thematic review here: http://www.fsa.gov.uk/pubs/other/fraud_risk.pdf …FC2_FCA_20140612.pdf
As Published: 2014
…1 of this Guide. The FSA’s findings 2.5 You can read the findings of the FSA’s thematic review here: http://www.fsa.gov.uk/pubs/other/fraud_risk.pdf …FC2_FCA_20130401.pdf
As Published: 2013
…1 of this Guide. The FSA’s findings 2.5 You can read the findings of the FSA’s thematic review here: http://www.fsa.gov.uk/pubs/other/fraud_risk.pdf …Financial crime: a guide for firms Part 2: Financial crime thematic reviews
As Published: 2017
…1 of this Guide. The FSA’s findings 2.5 You can read the findings of the FSA’s thematic review here: http://www.fsa.gov.uk/pubs/other/fraud_risk.pdf …Counterparty-Credit-Riskv1_PRA_20140101.pdf
As Published: 2014
…ing Capital Standards: Implementing CRD IV, feedback and final rules SS12/13 Counterpart credit risk http://www.legislation.gov.uk/ http://eur-lex.europa.eu/en/index.htm http://www.bankofengland.co.uk/pra/…Counterparty-Credit-Riskv1_Full_20140101.pdf
As Published: 2014
…ing Capital Standards: Implementing CRD IV, feedback and final rules SS12/13 Counterpart credit risk http://www.legislation.gov.uk/ http://eur-lex.europa.eu/en/index.htm http://www.bankofengland.co.uk/pra/…RFCCBS 8.4 Change of name
As Published: 2023
…rm and return to us. The name change does not become effective until we have registered it. [ Note : http://www.fca.org.uk/your-fca/documents/forms/change-of-name-form …Recovery-and-Resolutionv1_PRA_20140101.pdf
As Published: 2014
…and Resolution Plans SS18/13 Recovery Supervisory Statement SS19/13 Resolution Supervisory Statement http://www.legislation.gov.uk/ http://eur-lex.europa.eu/en/index.htm http://www.fsa.gov.uk/library/polic…Non-legal changes document 2012
As Published: 2012
…dertaken on their systems to Administrative the FSA FSA are listed on the FSA's's website at: update http://www.fsa.gov.uk/Pages/Doing/Regulated/Returns/mtr/regulated_markets/index.shtml www.fsa.gov.uk/Pag…Recovery-and-Resolutionv1_Full_20140101.pdf
As Published: 2014
…and Resolution Plans SS18/13 Recovery Supervisory Statement SS19/13 Resolution Supervisory Statement http://www.legislation.gov.uk/ http://eur-lex.europa.eu/en/index.htm http://www.fsa.gov.uk/library/polic…EG_20120727.pdf
As Published: 2017
… assess the risk to consumers' assets and interests arising from the activity as soon as possible. 1 http://www.fsa.gov.uk/pages/Doing/Regulated/Law/criteria.shtml …