Related provisions for SYSC 4.1.7A
1 - 9 of 9 items.
21For a common platform firm:(1) the MiFID Org Regulation applies, as summarised in SYSC 1 Annex 1 3.2G, SYSC 1 Annex 1 3.2-AR and SYSC 1 Annex 1 3.2-BR; and (2) the rules and guidance apply as set out in the table below:SubjectApplicable rule or guidanceGeneral requirements SYSC 4.1.1R, SYSC 4.1.1CR, SYSC 4.1.2R, SYSC 4.1.2AARBusiness continuitySYSC 4.1.6R, SYSC 4.1.7R, SYSC 4.1.8GAudit committeeSYSC 4.1.11G, SYSC 4.1.13G, SYSC 4.1.14GPersons who effectively direct the businessSYSC
A contravention of a rule in SYSC 11 to 2SYSC 21,7SYSC 22.8.1R or SYSC 22.9.1R7 does not give rise to a right of action by a private person under section 138D of the Act (and each of those rules is specified under section 138D(3) of the Act as a provision giving rise to no such right of action). 3443