Related provisions for SUP 6.4.19

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SUP 6.4.22GRP
In deciding whether to cancel a firm'sPart 4A permission, the relevant regulator21 will take into account all relevant factors in relation to business carried on under that permission, including whether:21(1) there are unresolved, unsatisfied or undischarged complaints against the firm from any of its customers;(2) the firm has complied with CASS 5.5.80 R and CASS 7.11.34R 13 (Client money: discharge of fiduciary duty)21 and CASS 7.11.50 R135(Client money: allocated but unclaimed