Related provisions for SUP 6.1.5

1 - 7 of 7 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

6If an FCA-authorised person wishes to change its Part 4A permission to:(1) add a regulated activity, other than a PRA-regulated activity; or(2) remove a regulated activity from those to which the permission relates; or(3) vary the description of a regulated activity to which the permission relates; or(4) cancel the permission;it can apply to the FCA under section 55H of the Act (Variation by FCA at request of authorised person).
SUP 6.4.6GRP
(1) In addition to applying for cancellation of Part 4A permission22 in accordance with SUP 6.4.5 D, a firm may discuss prospective cancellations with its supervisory contact at the appropriate regulator.224 Alternatively a firm can contact the Contact Centre on 0300 500 0597.1422422221414(2) To contact the Cancellations Team: 422(a) write to: Cancellations Team, The Financial Conduct22Authority, 25 The North Colonnade, Canary Wharf, London, E14 5HS; or22; or2222(b) email
(1) Subject to FEES TP 8, if25 the firm's, designated professional body's, recognised investment exchange's, 12or regulated covered bondissuer's11periodic fee for the previous fee year25 was at least £50,000, it11 must pay the FCA:25252511(a) an amount equal to 50% of the FCA25 periodic fee payable for the previous fee year, by 30 April or, if later, within 30 days of the date of the invoice, in the fee year25 to which the sum due under FEES 4.2.1 R relates; and 25(b) the balance
DEPP 2.5.18GRP
Some of the distinguishing features of notices given under enactments other than the Act are as follows: (1) [deleted]66(2) [deleted]66(3) Friendly Societies Act 1992, section 58A1: The warning notice and decision notice must set out the terms of the direction which the FCA6 proposes or has decided to give and any specification of when the friendly society is to comply with it. A decision notice given under section 58A(3) must give an indication of the society's right, given by