Related provisions for SUP 16.10.4
1 - 4 of 4 items.
Firm details are13 used by the FCA10 :1717(1) to ensure that a firm is presented with the correct regulatory return when it seeks to report electronically;(2) in order to communicate with a firm;(3) as the basis for some sections of the Financial Services Register;17 and 17(4) in order to carry out thematic analysis across sectors and groups of firms.
(1) A firm other than: 88(a) a credit union; or8(b) an FCA-authorised person with permission to carry on only credit-related regulated activity;8must submit any corrected firm details13 under SUP 16.10.4R (3) using the appropriate online systems available from the FCA’s website.9817171777(2) A credit union or a firm with permission to carry on only credit-related regulated activity8must submit any corrected firm details13 under SUP 16.10.4R (3):12171717(a) to firstname.lastname@example.org
The firm details are made available to the firm when the firm logs into the appropriate section of the FCA’s website. The firm should check the firm details and send any corrections to the FCA.15 The FCA’s preferred method of receiving corrections to firm details is by the online forms available at the FCA’s website.1310171713101717101717131017172