Related provisions for SUP 15.7.5A

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FEES 4.4.9DRP
3To the extent that a firm4 has provided the information required by FEES 4.4.7 D to the FCA as part of its compliance with another provision of the Handbook, it is deemed to have complied with the provisions of that direction.444
SUP 10C.14.24GRP
Table: Explanation of the sections of the Act mentioned in SUP 10C.14.22R41SectionSummary of relevant partsOther Handbook materialCommentsSection 63(2A) (Duty to notify regulator of grounds for withdrawal of approval)At least once a year, each firm must, in relation to every SMF manager for whom an approval has been given on the application of that firm:(a) consider whether there are any grounds on which the FCA could withdraw the approval; and(b) if the firm is of the opinion
SUP 15.7.6AGRP
7The current published address of the FCA for postal submission or hand delivery of notifications is:(1) The Financial Conduct Authority12 Endeavour Square5London, E20 1JN5if the firm's usual supervisory contact at the FCA is based in London, or(2) The Financial Conduct AuthorityQuayside House 127FountainbridgeEdinburgh EH3 8DJif the firm's usual supervisory contact at the FCA is based in Edinburgh.7
SUP 15.13.7GRP
The MCD Order requires notification to be given immediately. The FCA expects CBTL firms to act with all due urgency in notifying it of any relevant event, and it is unlikely that the FCA will regard delay in excess of 5 working days as complying with the CBTL firm's obligations.
SUP 10A.17.2GRP
If the firm or its advisers have further questions, they should contact the FCA's Contact Centre (see SUP 10A.12.6 G).
REC 3.2.3RRP
Methods of notificationMethod of delivery(1)Post to the address in REC 3.2.4 R(2)Leaving the notification at the address in REC 3.2.4 R and obtaining a time-stamped receipt(3)Electronic mail to an address for the recognised body's usual supervisory contact at the FCA1 and obtaining an electronic confirmation of receipt1(4)Hand delivery to the recognised body's usual supervisory contact at the FCA11(5)Fax to a fax number for the recognised body's usual supervisory contact at the
SUP 10C.15.3GRP
Table: FCA approved persons forms and other documents1Form or other documentPurposeHandbook requirementThe6 relevant Form ASUP 10C Annex 3D6Application to perform designated senior management functions6SUP 10C.10.8DForm BSUP 10C Annex 4R6Notice to withdraw an application to perform controlled functions under the approved persons regimeSUP 10C.10.36RNotice to withdraw an application to vary an approval under the senior managers regime6SUP 10C.13.15RForm CSUP 10C Annex 5R6Notice