Related provisions for SUP 10A.6.2

1 - 4 of 4 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.4.2RRP
A contravention of a rule in SYSC 11 to 2SYSC 21,7SYSC 22.8.1R, SYSC 22.9.1R or SYSC 23 to9SYSC 288 does not give rise to a right of action by a private person under section 138D of the Act (and each of those rules is specified under section 138D(3) of the Act as a provision giving rise to no such right of action). 34437
SYSC 4.4.1ARRP
7(2) activities carried on by a firm whose principal purpose is to carry on activities other than regulated activities and which is:(a) an oil market participant; or(b) a service company; or(c) an energy market participant; or(d) a wholly-owned subsidiary of:(i) a local authority; or(ii) a registered social landlord; or(e) a firm with permission to carry on insurance distribution activity11 in relation to non-investment insurance contracts but no other regulated activity (except