Related provisions for REC 6A.2.4
1 - 5 of 5 items.
(1) 1The following provisions of the MiFI Regulations regulate the establishment, application and resetting of position limits: (a) Regulation 16(1) imposes an obligation on the FCA to establish position limits in respect of commodity derivatives traded on trading venues in the United Kingdom and economically equivalent OTC contracts; (b) Regulation 16(2) imposes an obligation on the FCA to establish position limits on the basis of all positions held by a person in the contract
Sections 87H and 87I of the Act provide:Prospectus approved in another EEA State87H(1)A prospectus approved by the competent authority of an EEA State other than the United Kingdom is not an approved prospectus for the purposes of section 85 unless that authority has notified ESMA and provided the competent authority with -3(a)a certificate of approval;(b)a copy of the prospectus as approved; and(c)if requested by the [FCA], a translation of the summary of the prospectus.(2)A