Related provisions for REC 4.2B.4

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

1Under section 312C of the Act, if a UK RIE wishes to make arrangements in an EEA State other than the UK to facilitate access to or use of a regulated market or multilateral trading facility operated by it, it must give the FSAwritten notice of its intention to do so. The notice must:(1) describe the arrangements; and(2) identify the EEA State in which the UK RIE intends to make them.
The FSA must, within one month of receiving the UK RIE's notice, send a copy of it to the Host State regulator.
The UK RIE may not make the arrangements until the FSA has sent a copy of the notice to the Host State regulator.