Related provisions for REC 2.7A.2

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

1Paragraph 7BA – Position management(1)A [UK RIE] operating a trading venue which trades commodity derivatives must apply position management controls on that venue, which must at least enable the [UK RIE] to -(a)monitor the open interest positions of persons; (b)access information, including all relevant documentation, from persons about-(i)the size and purpose of a position or exposure entered into; (ii)any beneficial or underlying owners;(iii)any concert arrangements; and(iv)any