Related provisions for PERG 7.3.1DA

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

But even if advice is given in the United Kingdom, the general prohibition will not be contravened if the giving of advice does not amount to the carrying on, in the United Kingdom, of the business of advising on investments, advising on regulated credit agreements for the acquisition of land4 or advising on a home finance transaction1. Also, the general prohibition will not be contravened if the exclusion for overseas persons in article 72 of the Regulated Activities Order (Overseas
TC App 1.1.1RRP
1ActivityProducts/SectorsIs there an appropriate qualification4requirement?4Designated investment business carried on for a retail clientProviding basic advice1.Stakeholder products excluding a deposit-based stakeholder productNoAdvising 2.Securities which are not stakeholder pension schemes, personal pension schemes7 or broker fundsYes3.DerivativesYes24.Packaged products6Retail investment products6 which are not broker fundsYes25.Friendly Societylife policies where the employee