Related provisions for PERG 4.17.17

1 - 10 of 10 items.

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.1.3RRP
Application of different sections of SUP 16 (excluding49 SUP 16.13, SUP 16.15, SUP 16.16 and SUP 16.17) 425239and SUP 16.2239)27(1) Section(s)(2) Categories of firm to which section applies(3) Applicable rules and guidanceSUP 16.1,SUP 16.2andSUP 16.3All categories of firm except:Entire sections(a)an ICVC;(b)an incoming EEA firm or incoming Treaty firm, which is not:(i)a firm of a type to which SUP 16.6 or 20SUP 16.1220 applies; or(ii)an insurer with permission to effect or carry
CREDS 10.1.3RP
ModuleRelevance to Credit UnionsThe Principles for Businesses (PRIN)The Principles for Businesses (PRIN) set out 3high-level requirements 3imposed by the FCA3. They provide a general statement of regulatory requirements. The Principles apply to all9credit unions. In applying the Principles to credit unions, the FCA3 will be mindful of proportionality. In practice, the implications are likely to vary according to the size and complexity 3of the credit union.99999Senior Management