Related provisions for MCOB 6.1.1

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SUP 16.12.26RRP
The applicable reporting frequencies for data items referred to in SUP 16.12.25A R are set out according to the type of firm2 in the table below. Reporting frequencies are calculated from a firm'saccounting reference date, unless indicated otherwise.BIPRU 730K firmBIPRU 125K firmBIPRU 50K firmConsolidatedBIPRU investment firmFirms other than BIPRU firmsAnnual accountsAnnuallyAnnuallyAnnually Annually 28Annual accountsof the mixed-activity holding companyAnnuallyAnnuallyAnnuallyAnnuallySolvency
MCOB 5.1.1RRP
This chapter applies to a firm in a category listed in column (1) of the table in MCOB 5.1.2 R in accordance with column (2) of that table.
MCOB 5.1.2RRP
This table belongs to MCOB 5.1.1 R(1) Category of firm(2) Applicable sectionmortgage lendermortgage advisermortgage arrangerwhole chapter except MCOB 5.822home purchase providerhome purchase adviserhome purchase arrangerMCOB 5.1.1 R to MCOB 5.1.3 R, MCOB 5.1.6 R to MCOB 5.1.8 G, MCOB 5.2, MCOB 5.3 and MCOB 5.8.MCOB 5.5 and MCOB 5.6 in accordance with MCOB 5.82reversion providerreversion adviserreversion arrangersee MCOB 9.3 for the application of this chapter
ICOBS 1.1.4GRP
Guidance on the application provisions is in ICOBS 1 Annex 1 (Part 4).
MCOB 8.1.1RRP
This chapter applies to a firm in a category listed in column (1) of the table in MCOB 8.1.2 R in accordance with column (2) of that table.
MCOB 8.1.2RRP
This table belongs to MCOB 8.1.1 R(1) Category of firm(2) Applicable sectionequity release provider44whole chapter except MCOB 8.5 and MCOB 8.74equity release adviser44whole chapter except MCOB 8.6. MCOB 8.7 does not apply in relation to a lifetime mortgage4equity release arranger44whole chapter except MCOB 8.5. MCOB 8.7 does not apply in relation to a lifetime mortgage4
MCOB 7.1.1RRP
This chapter applies to a firm in a category listed in column (1) of the table in MCOB 7.1.2 R in accordance with column (2) of that table.
MCOB 7.1.2RRP
This table belongs to MCOB 7.1.1R(1) Category of firm(2) Applicable sectionmortgage lenderwhole chapter except MCOB 7.82mortgage administratorMCOB 7.1 - MCOB 7.32and MCOB 7.5 - MCOB 7.7.2mortgage adviser and mortgage arrangerMCOB 7.1 - MCOB 7.32and MCOB 7.6.7 R - MCOB 7.7.4 R22home purchase providerMCOB 7.1.1 R to MCOB 7.1.4 R, MCOB 7.2, MCOB 7.3 and MCOB 7.82home purchase administratorAs for a home purchase provider except MCOB 7.8.1 R and MCOB 7.8.2 G do not apply2home purchase
MCOB 4.1.1RRP
This chapter applies to a firm in a category listed in column (1) of the table in MCOB 4.1.2 R in accordance with column (2) of that table.
MCOB 4.1.2RRP
This table belongs to MCOB 4.1.1 R(1) Category of firm(2) Applicable sectionmortgage lenderMCOB 4.1 to MCOB 4.4, and MCOB 4.8 to MCOB 4.9443mortgage adviserwhole chapter exceptMCOB 4.104mortgage arrangerwhole chapter except MCOB 4.7 and MCOB 4.1044home purchase providerMCOB 4.1, MCOB 4.2 and MCOB 4.10 (except MCOB 4.10.5 G to MCOB 4.10.7 G).MCOB 4.3, MCOB 4.4 and MCOB 4.8 in accordance with MCOB 4.104home purchase adviserMCOB 4.1, MCOB 4.2, MCOB 4.5, MCOB 4.6 and MCOB 4.10.MCOB
MCOB 2.1.1RRP
This chapter applies to a firm in a category listed in column (1) of the table in MCOB 2.1.2 R in accordance with column (2) of that table.
MCOB 2.1.2RRP
This table belongs to MCOB 2.1.1 R(1) Category of firm(2) Applicable sectionmortgage lendermortgage administratormortgage advisermortgage arrangerwhole chapter except MCOB 2.2.6A R, MCOB 2.2.8A R, MCOB 2.2.8B G. MCOB 2.6A and MCOB 2.8.6 G11home purchase providerMCOB 2.1, MCOB 2.2.1 G, MCOB 2.2.6 R to MCOB 2.2.9 G, MCOB 2.5, MCOB 2.6, MCOB 2.6A.1 R to MCOB 2.6A.4 G, MCOB 2.6A.7 G to MCOB 2.6A.10 G, MCOB 2.7.4 R to MCOB 2.7.6 R, MCOB 2.7A2 and MCOB 2.8.6 G1home purchase administratorAs
MCOB 9.1.2RRP
This table belongs to MCOB 9.1.1 R(1) Category of firm(2) Applicable sectionmortgage lender1MCOB 9.1 - MCOB 9.4.132 R, MCOB 9.5 - MCOB 9.822mortgage administratorMCOB 9.1, MCOB 9.2, MCOB 9.6 and MCOB 9.82mortgage adviser; mortgage arranger2MCOB 9.1 - MCOB 9.4.132 R2and MCOB 9.8.5 R - MCOB 9.8.10 R222reversion providerMCOB 9.1 - MCOB 9.4.17A R, MCOB 9.4.133 R -MCOB 9.6; MCOB 9.92reversion administratorMCOB 9.1, MCOB 9.6 and MCOB 9.92reversion adviser; reversion arrangerMCOB 9.1
MCOB 6.1.2RRP
This table belongs to MCOB 6.1.1R(1) Category of firm(2) Applicable sectionmortgage lenderwhole chapter except MCOB 6.833home purchase providerMCOB 6.1 (except MCOB 6.1.6 G), MCOB 6.2 and MCOB 6.8reversion providersee MCOB 9.5 for the application of this chapter
SUP 3.1.1RRP
This chapter applies to:(1) every firm within a category listed in column (1) of the table in SUP 3.1.2 R; and(2) the external auditor of such a firm (if appointed under SUP 3.3 or appointed under or as a result of a statutory provision other than in the Act);in accordance with column (2) or (3) of that table, except as described in the remainder of this section.2
SUP 3.1.2RRP
Applicable sections (see SUP 3.1.1 R)(1) Category of firm(2) Sections applicable to the firm(3) Sections applicable to its auditor(1) Authorised professional firm which is required by IPRU(INV) 2.1.2R to comply with chapters 3, 5,1019 or 13 of IPRU(INV) and which has an auditor appointed under or as a result of a statutory provision other than in the Act9 (Note 1)19SUP 3.1 - SUP 3.7SUP 3.1, SUP 3.2, SUP 3.8,19SUP 3.1019(2) Authorised professional firm not within (1) to which the
SUP 6.4.16GRP
Types of reports. See SUP 6.4.15 GCategory of firmType of reporta bank or building society• an audited balance sheet which confirms that, in the auditor's opinion, the firm has no remaining deposit liabilities to customers;• a report from auditors or reporting accountants; a securities and futures firm• a report from auditors or reporting accountantsan insurer• an audited closing balance sheet which demonstrates that the firm has no insurance liabilities to policyholders; • a