Related provisions for LR 11.1.1E
1 - 10 of 10 items.
A company with, or applying for, a premium listing of its securities11 must appoint a sponsor on each occasion that it:45(1) is required to submit any of the following documents to the FCA in connection with6 an application for admission of securities115 to premium listing6:66(a) a prospectus or supplementary prospectus12; or671(b) a certificate of approval from another competent authority; or6(c) a summary document as required by article 1(5)(j) of the Prospectus Regulation12;
To be listed, an applicant must comply with: (1) LR 2 (Requirements for listing); (2) the following provisions of LR 6 (Additional requirements for premium 2listing (commercial company):422(a) LR 6.2.4R (1)8 and LR 6.2.4R(2)8, if the applicant is a new applicant for the admission of equity2shares and it has published or filed audited accounts;(b) LR 6.2.6R8;(c) LR 6.7.1R, LR 6.9.1R(1), LR 6.9.2R, LR 6.14.1R to LR 6.14.5G, and LR 6.15.1R8;4 and447(3) LR 15.2.2 R to LR 15.2.13A
29.8Annual financial report9.81R[not used]9.8.2R[not used]9.8.3R[not used]Information to be included in annual report and accounts9.8.4RIn addition to the requirements set out in DTR 4.1 a listed company must include in its annual financial report, where applicable, the following: (1)a statement of the amount of interest capitalised by the group during the period under review with an indication of the amount and treatment of any related tax relief;(2)any information required by
1Note: The following definitions relevant to the listing rules are extracted from the Glossary.ActThe Financial Services and Markets Act 2000.admission or admission to listing admission of securities to the official list .admission to tradingadmission of securities to trading on an RIE's market for listedsecurities.advertisement(as defined in the Prospectus Regulation51) a communication with both of the following characteristics51:(a)relating to a specific offer to the public