Related provisions for INSPRU 7.1.3A
1 - 10 of 10 items.
Agreeing to carry on most regulated activities is itself a regulated activity. But this is not the case if the underlying activities to which the agreement relates are those of accepting deposits, issuing electronic money,10effecting or carrying out contracts of insurance, operating a multilateral trading facility, managing dormant account funds, the meeting of repayment claims75, managing a UCITS, acting as depositary or trustee of a UCITS, managing an AIF, acting as trustee
5The following regulated activities may be carried on in relation to property of any kind:(1) managing a UCITS;(2) acting as trustee or depositary of a UCITS;(3) managing an AIF;(4) acting as trustee or depositary of an AIF;(5) establishing, operating and winding up a collective investment scheme;(6) establishing, operating and winding up a stakeholder pension scheme;(7) establishing, operating and winding up a personal pension scheme;(8) meeting of repayment claims; and(9) managing
Application of different sections of SUP 16 (excluding SUP 16.13, SUP 16.15, SUP 16.16 and SUP 16.17)5227(1) Section(s)(2) Categories of firm to which section applies(3) Applicable rules and guidanceSUP 16.1,SUP 16.2andSUP 16.3All categories of firm except:Entire sections(a)an ICVC;(b)an incoming EEA firm or incoming Treaty firm, which is not:(i)a firm of a type to which SUP 16.6 or 20SUP 16.1220 applies; or(ii)an insurer with permission to effect or carry outlife policies; or(iii)3a
Table of application, notification, vetting and other fees payable to the FCA3231Part 1: Application, notification and vetting fees3131(1) Fee payer(2) Fee payable (£)37Due date(a) Any applicant for Part 4A permission (including an incoming firm applying for top-up permission) whose fee is not payable pursuant to sub- paragraph (ga) of this table26(1) Unless (2) or (3) 59applies, in1 respect of a particular application, the highest of the tariffs set out in FEES 3 Annex 1 part
Table of applicable rules containing data items4, frequency and submission periods(1)(2)(3)(4)RAGnumberRegulated ActivitiesProvisions containing:applicabledata itemsreporting frequency/ perioddue date3232RAG 1• accepting deposits• meeting of repayment claims12• managing dormant account funds (including the investment of such funds)1227SUP 16.12.5 R, except FSA001 and FSA002 on consolidated basis for FINREP firms37SUP 16.12.6 RSUP 16.12.7 RRAG 2.1• effecting contracts of insurance•