Related provisions for INSPRU 3.2.31

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FEES 4.4.9DRP
3To the extent that a firm4 has provided the information required by FEES 4.4.7 D to the FCA as part of its compliance with another provision of the Handbook, it is deemed to have complied with the provisions of that direction.444
SUP App 3.9.5GRP
3Table 2: MiFIDinvestment services and activitiesPart II RAO Activities13Part III RAO InvestmentsA MiFIDinvestment services and activities1.Reception and transmission of orders in relation to one or more financial instrumentsArticle 252Article 76-81, 82B,12 83-85, 892.Execution of orders on behalf of clientsArticle 14, 21A Article 76-81,82B,12 83-85, 893.Dealing on own accountArticle 14Article 76-81, 82B,12 83-85, 894.Portfolio managementArticle 37 (14, 21, 25 - see Note 1) 2Article