Related provisions for INSPRU 3.2.31
1 - 20 of 21 items.
3Table 2: MiFIDinvestment services and activitiesPart II RAO InvestmentsPart III RAO InvestmentsA MiFIDinvestment services and activities1.Reception and transmission of orders in relation to one or more financial instrumentsArticle 252Article 76-81, 83-85, 892.Execution of orders on behalf of clientsArticle 14, 21A Article 76-81, 83-85, 893.Dealing on own accountArticle 14Article 76-81, 83-85, 894.Portfolio managementArticle 37 (14, 21, 25 - see Note 1) 2Article 76-81, 83-85,
(1) This section covers techniques relating to transferable securities and approved money-market instruments which are used for the purpose of efficient portfolio management. It3 permits the generation of additional income for the benefit of the authorised fund, and hence for its investors, by entry into stock lending transactions for the account of the authorised fund.(2) The specific method of stock lending permitted in this section is in fact not a transaction which is a loan
1The following schedules and building blocks and tables of combinations are copied from the PD Regulation:ANNEX IMinimum Disclosure Requirements for the Share Registration Document (schedule)1.PERSONS RESPONSIBLE1.1.All persons responsible for the information given in the Registration Document and, as the case may be, for certain parts of it, with, in the latter case, an indication of such parts. In the case of natural persons including members of the issuer's administrative,