Related provisions for IFPRU 3.1.1
1 - 12 of 12 items.
There is no overall application for IFPRU. Each chapter or section has its own application statement. However, IFPRU broadly applies in the following manner: (1) only IFPRU 7 (Liquidity) and IFPRU 9 (Public disclosure) apply to an exempt IFPRU commodities firm and IFPRU 8.1 (Prudential consolidation) may apply subject to the conditions in that section; and(1A) IFPRU 101 (Capital buffers) applies to an IFPRU investment firm, unless it is an: (a) exempt IFPRU commodities firm; or(b)
(1) IPRU-INV applies to: (a) a members' adviser; (b) an investment management firm; (c) a personal investment firm; (d) an authorised professional firm; (e) a securities and futures firm; (f) a service company; (g) the Society of Lloyd's (in relation to underwriting agents); (h) [deleted] (i) a credit union which is a CTF provider; and (j) an exempt
(1) This section applies to an IFPRU investment firm.(2) This section does not apply to an exempt IFPRU commodities firm if the conditions in (2) are met.(3) The conditions are:(a) article 498 of the UK CRR1 (Exemptions for commodities dealers) applies to it;(b) the exempt IFPRU commodities firm is not a member of a FCA consolidation group or non-UK sub-group1;(c) each investment firm in the group that the exempt IFPRU commodities firm belongs to meets the conditions in article