Related provisions for IFPRU 11.2.1

1 - 2 of 2 items.

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.1.1RRP
IFPRU 11 applies to:(1) an IFPRU 730k firm that is not subject to supervision on a consolidated basis; (2) a firm that is an RRD group member; (3) a qualifying parent undertaking that is an RRD group member; and(4) a qualifying parent undertaking that is a mixed activity holding company of an IFPRU 730k firm.
IFPRU 11.1.2GRP
(1) An IFPRU 730k firm that is not subject to supervision on a consolidated basis will not be an RRD group member.(2) An IFPRU 730k firm may be subject to supervision on a consolidated basis by the FCA, the PRA or another competent authority.
IFPRU 11.1.7GRP
The table below summarises whether a section of IFPRU 11 applies to a firm or qualifying parent undertaking:(1) IFPRU 730k firm that is not subject to supervision on a consolidated basis(2) firm or qualifying parent undertaking that is the EEA parent undertaking of an RRD group(3) specific application to an IFPRU 730k firm that is a subsidiary of an EEA parent undertaking in another EEA State (note 1)(4) firm or qualifying parent undertaking that is a subsidiary of an EEA parent