Related provisions for FEES 4.1.7
1 - 7 of 7 items.
If the payment made does not satisfy in full the periodic fees payable by all of the members of the group notified to the FCA22 under FEES 4.3.7 R, the FCA (in its own capacity and, if applicable, in its capacity as collection 17agent for the PRA)22 will apply the sum received among the firms which have been identified in the notification given under FEES 4.3.7R (1) in proportion to the amounts due from them. Each firm will remain responsible for the payment of the outstanding
Table of rules in FEES 4 that also apply in FEES 10.FEES 4 incorporated into FEES 10DescriptionModifications FEES 4.2.4 RMethod of paymentnone2222222FEES 4.2.7ERModifications for persons becoming subject to periodic fees during the course of a fee year none2FEES 4.2.7FRCalculating the fee in the firm’s first year of authorisationnone2 FEES 4.2.7GRCalculating fees in the second fee-year where the firm received permission between 1 January and 31 March in its first fee year none2FEES
Table of rules in FEES 4 that also apply to FEES 13 to the extent that in FEES 4 they apply to fees payable to the FCA.FEES 4 rules incorporated into FEES 13DescriptionFEES 4.2.4RMethod of paymentFEES 4.2.7GR to FEES 4.2.7KRCalculation of periodic fee and tariff base for a firm’s second financial yearFEES 4.2.8RHow FEES 4.2.7R applies in relation to an incoming EEA firm or an incoming Treaty firmFEES 4.2.10RExtension of timeFEES 4.2.11R (first entry only)Due date and changes in
Table of rules in FEES 4that also apply to FEES 7 to the extent that in FEES 4 they apply to fees payable to the FCA5FEES 4 rules incorporated into FEES 7DescriptionFEES 4.2.4 RMethod of payment4FEES 4.2.7ERModifications for persons becoming subject to periodic fees during the course of a fee year4FEES 4.2.7FRCalculating the fee in the firm’s first year of authorisation4FEES 4.2.7GRCalculating fees in the second fee-year where the firm received permission between 1 January and
(1) 4Under the standard approach, the amount of eligible financial resources is equal to six months of operating costs.(2) Under the standard approach, the FCA5 assumes liquid financial assets are needed to cover the costs that would be incurred during an orderly wind-down of the UK recognised body'sexempt activities, while continuing to satisfy all the recognition requirements and complying with any other obligations under the Act (including the obligations to pay periodic fees