Related provisions for FEES 13.2.11
1 - 14 of 14 items.
Table of rules in FEES 4 that also apply to FEES 13 to the extent that in FEES 4 they apply to fees payable to the FCA.FEES 4 rules incorporated into FEES 13DescriptionFEES 4.2.4RMethod of paymentFEES 4.2.7GR to FEES 4.2.7KRCalculation of periodic fee and tariff base for a firm’s second financial yearFEES 4.2.8RHow FEES 4.2.7R applies in relation to an incoming EEA firm or an incoming Treaty firmFEES 4.2.10RExtension of timeFEES 4.2.11R (first entry only)Due date and changes in
Table of rules in FEES 4that also apply to FEES 7 to the extent that in FEES 4 they apply to fees payable to the FCA6FEES 4 rules incorporated into FEES 7DescriptionFEES 4.2.4 RMethod of payment4FEES 4.2.7ERModifications for persons becoming subject to periodic fees during the course of a fee year4FEES 4.2.7FRCalculating the fee in the firm’s first year of authorisation4FEES 4.2.7GRCalculating fees in the second fee-year where the firm received permission between 1 January and
Table of FEES 4 rules that correspond to FEES 7 rulesFEES 4 rules Corresponding FEES 7 rulesFEES 4.2.1 RFEES 7.2.1 RFEES 4.3.1 RFEES 7.2.2 RFEES 4.3.3 RFEES 7.2.2 R11FEES 4.3.3A RFEES 7.2.2 RFEES 4.3.12 RFEES 7.2.5 R11FEES 4.3.12A RFEES 7.2.5 RPart 1 of 6FEES 4 Annex 2A6Part 1 of FEES 7 Annex 111Part 2 of FEES 4 Annex 11Part 1 of FEES 7 Annex 11Part 5 of FEES 4 Annex 11Part 1 of FEES 7 Annex 1
If a firm ceases to be a participant firm or carry out activities within one or more classes54 part way through a financial year6 of the compensation scheme:44(1) it will remain liable for any unpaid levies which the FSCS has already made on the firm; and41(2) the FSCS may make one or more levies4 upon it (which may be before or after the firm5 has ceased to be a participant firm or carry out activities within one or more classes5,4 but must be before it ceases to be an authorised
ModuleRelevance to Credit UnionsThe Principles for Businesses (PRIN)The Principles for Businesses (PRIN) set out 3high-level requirements 3imposed by the FCA3. They provide a general statement of regulatory requirements. The Principles apply to all9credit unions. In applying the Principles to credit unions, the FCA3 will be mindful of proportionality. In practice, the implications are likely to vary according to the size and complexity 3of the credit union.99999Senior Management